SRO Liaisons

Elisabeth Craig

Sr. Vice President and Deputy
Registration & Disclosure
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Derek W. Linden

Executive Vice President
Registration & Disclosure
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Patricia Monterosso

Associate Director, Continuing Education
Financial Industry Regulatory Authority (FINRA)
New York, NY

Richard Santiago

Sr. Professional Qualifications Analyst
Municipal Securities Rulemaking Board
Washington, DC

David Scrams

Vice President
Testing & Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Kelly Swanstrom

Associate Director
Testing & Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD