SRO Liaisons

Elisabeth Craig

Sr. Vice President and Deputy
Registration & Disclosure
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Jamie Leberis

Regulatory Advisor
Cboe Global Markets
Chicago, IL

Nicole Lefort

Associate Director
Financial Industry Regulatory Authority (FINRA)
New York, NY

Derek W. Linden

Executive Vice President
Registration & Disclosure
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Patricia Monterosso

Director, Continuing Education Services
Financial Industry Regulatory Authority (FINRA)
New York, NY

Kelly Swanstrom

Associate Director
Testing & Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Danny Toula

Senior Professional Qualifications Analyst
Municipal Securities Rulemaking Board
Washington, DC